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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-18
TX RA APPROVED_RES 2010-11-04
CO RA APPROVED 1999-06-17
  • FL RA
    APPROVED
    Since 2023-04-18
  • TX RA
    APPROVED_RES
    Since 2010-11-04
  • CO RA
    APPROVED
    Since 1999-06-17

Branch Locations

2679 W Main Street, Littleton, CO 80120 • United States

Flagler Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Greenwood Village CO 05/2009 Present
Other Businesses

STANCHION HOLDINGS, LLC; INVESTMENT RELATED; PARTNERSHIP TO HOLD REAL ESTATE AND PAY BILLS; PARTNER; NO TIME DEVOTED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-21
S63 Uniform Securities Agent State Law Examination 1992-02-21
  • S65 Uniform Investment Adviser Law Examination
    1999-05-21
  • S63 Uniform Securities Agent State Law Examination
    1992-02-21

View on SEC IAPD

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