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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-18 |
| TX | RA | APPROVED_RES | 2010-11-04 |
| CO | RA | APPROVED | 1999-06-17 |
Branch Locations
2679 W Main Street, Littleton, CO 80120 • United States
Flagler Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Greenwood Village | CO | 05/2009 | Present |
STANCHION HOLDINGS, LLC; INVESTMENT RELATED; PARTNERSHIP TO HOLD REAL ESTATE AND PAY BILLS; PARTNER; NO TIME DEVOTED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-21 |
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