Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-08 |
Branch Locations
600 Third Avenue 2Nd Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | New York | NY | 08/2001 | Present |
| Cullimore Investments Llc | New York | NY | 07/2010 | Present |
| Raymond James Financial Services Advisors, Inc. | New York | NY | 01/2009 | Present |
| Poa For Mother | New York | NY | 03/2019 | 04/2020 |
(1)Name of Business: Cullimore Investments llc Address: 845 3rd Ave Fl 6, New York, NY, 10022, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: to pay branch expenses
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-21 |
Reach out to this advisor