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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-08
  • NY RA
    APPROVED
    Since 2021-07-08

Branch Locations

600 Third Avenue 2Nd Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services New York NY 08/2001 Present
Cullimore Investments Llc New York NY 07/2010 Present
Raymond James Financial Services Advisors, Inc. New York NY 01/2009 Present
Poa For Mother New York NY 03/2019 04/2020
  • 08/2001 → Present
    Raymond James Financial Services
    New York, NY
  • 07/2010 → Present
    Cullimore Investments Llc
    New York, NY
  • 01/2009 → Present
    New York, NY
  • 03/2019 → 04/2020
    Poa For Mother
    New York, NY
Other Businesses

(1)Name of Business: Cullimore Investments llc Address: 845 3rd Ave Fl 6, New York, NY, 10022, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: to pay branch expenses

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-16
S63 Uniform Securities Agent State Law Examination 1991-11-21
  • S65 Uniform Investment Adviser Law Examination
    1999-11-16
  • S63 Uniform Securities Agent State Law Examination
    1991-11-21

View on SEC IAPD

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