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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2006-02-03 |
Branch Locations
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
200 Park Avenue - 11Th Floor Met Life Bldg, New York, NY 10166 • United States
Larchmont, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 12/1997 | Present |
THE FALK FAMILY TRUST / NEW YORK NY 10171 / TRUST / FAMILY TRUST TO OWN REAL ESTATE AND ONTHER INVESTMENTS / CURRENTLY OWNS REAL ESTATE / TRUSTEE / AT THIS TIME CLERICAL. PAY BILLS.DEPOSIT RENT. / START DATE 01/27/2012.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-22 |
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