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One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-07 |
| VA | RA | APPROVED | 2021-09-27 |
Branch Locations
21 Carpenter Lane Suite 101, Harrisonburg, VA 22801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rogers Financial | Harrisonburg | VA | 07/2007 | 01/2017 |
| Pensionmark Financial Group, Llc Dba/ Rogers Financial | Harrisonburg | VA | 09/2015 | 01/2017 |
| Capfinancial Securities, Llc | Raleigh | NC | 09/2015 | 01/2017 |
| Lpl Financial, Llc | Fairfax | VA | 01/2017 | 03/2019 |
| Private Advisor Group, Llc | Morristown | NJ | 01/2017 | 03/2019 |
| Fiduciary Wealth Management, Llc | Alexandria | VA | 03/2019 | 09/2021 |
| Davenport & Company Llc | Harrisonburg | VA | 09/2021 | Present |
New Creation VA - Retail/Non-Profit-Non Investment related - Board Member -Volunteer position providing oversight and assistance to the Executive Director. Approximate # of hours/month you devote to this outside activity during non-business hours: 1-5. Approximate # of hours/month you devote to this outside activity during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-11-22 |
| S65 | Uniform Investment Adviser Law Examination | 2008-12-22 |
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