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175 N. Patrick Blvd. Suite 170, Brookfield, WI 53045-5857 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2020-01-29 |
Branch Locations
175 N. Patrick Blvd. Suite 170/190, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Brookfield | WI | 08/2013 | Present |
| Granite Financial Group, Llc | Brookfield | WI | 08/2013 | Present |
| Granite Financial Group, Llc | Brookfield | WI | 01/2022 | Present |
1. 8/30/2013 - GRANITE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 06/21/2022 - Granite Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 09/06/2013 - 50 Hours Per Month/ 40 Hours During Securities Trading - I provide investment advisory services through Granite Financial Group, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 50] hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-10-11 |
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