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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 12/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2016 | 11/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2016 | 11/2018 |
| Sowell Financial Services, Llc Dba Sowell Mgmt. Services, Llc | Little Rock | AR | 10/2018 | 03/2024 |
| M.S. Howells & Co | Scottsdale | AZ | 11/2018 | 07/2024 |
| First Financial Services, Llc | Little Rock | AR | 03/2024 | 07/2024 |
| Sowell Management | North Little Rock | AR | 08/2024 | Present |
1. AUGUST 2015; DUCKS UNLIMITED, MEMPHIS, TN; INVESTMENT RELATED; BOARD MEMBER; ATTEND BOARD MEETINGS; DEVOTE 1 HR/MO DURING MARKET HOURS. 2. AUGUST 2004; CATHOLIC HIGH SCHOOL FOUNDATION; CHARITABLE ORGANIZATION LITTLE ROCK, ARKANSAS; INVESTMENT RELATED; FINANCE COMMITTEE CHAIRMAN; ATTEND BOARD MEETINGS; DEVOTE 1 HRS/MO DURING MARKET HOURS. 3. MARCH 2008; DCM GROUP LLC; LITTLE ROCK, AR; NON-INVESTMENT RELATED; LLC FORMED WHILE SELF EMPLOYED IN 2008, REMAINS IN GOOD STANDING; OWNER; DEVOTE NO HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-11 |
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