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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-07-21 |
| AR | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| DE | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| KS | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| NM | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
8500 Menaul Blvd Ne Ste A300, Albuquerque, NM 87112-2282 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurance Sales | Albuquerque | NM | 08/2008 | Present |
| Cynthia'S Creations | Albuquerque | NM | 01/2002 | Present |
| Jemez Community Development Corporation | Jemez Puebl0 | NM | 03/2012 | 08/2020 |
| Independent Server | Albuquerque | NM | 05/2013 | Present |
| Foothill Securities | Albuquerque | NM | 03/2016 | 12/2016 |
| Cue Financial Group/Pfga | Albuquerque | NM | 04/2016 | 03/2018 |
| Securities America | Albuquerque | NM | 12/2016 | 03/2018 |
| Carol Sarracino | Albuquerque | NM | 07/2018 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Albuquerque | NM | 07/2018 | Present |
| Waddell & Reed, Inc. | Albuquerque | NM | 07/2018 | Present |
| Independent Insurance Agent | Albuquerque | NM | 06/2007 | Present |
| Rio Vista Church Of The Nazarene Board | Albuquerque | NM | 01/2016 | Present |
| Itex Corporation | Bellevue | WA | 01/2016 | Present |
| Hallmark Corporation | Albuquerque | NM | 02/2018 | 01/2019 |
| Lpl Financial Llc | Albuquerque | NM | 07/2021 | Present |
1) 1/2002 - Other - Cynthia's Creations - Not Investment Related - Not Investment Related - Albuquerque, NM 87114 2) 1/2016 - Other - Cynthia Nagel: House & Dog Sitting - Not Investment Related - Albuquerque, NM 87114
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-19 |
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