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Cynthia Rene Nagel

LPl Financial LLC

Albuquerque, NM

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-07-21
AR RA APPROVED 2021-07-21
CA RA APPROVED 2021-07-21
CO RA APPROVED 2021-07-21
DE RA APPROVED 2021-07-21
FL RA APPROVED 2021-07-21
ID RA APPROVED 2021-07-21
IN RA APPROVED 2021-07-21
KS RA APPROVED 2021-07-21
MN RA APPROVED 2021-07-21
MO RA APPROVED 2021-07-21
MT RA APPROVED 2021-07-21
NM RA APPROVED 2021-07-21
OH RA APPROVED 2021-07-21
SC RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
UT RA APPROVED 2021-07-21
WA RA APPROVED 2021-07-21
WY RA APPROVED 2021-07-21
  • AL RA
    APPROVED
    Since 2021-07-21
  • AR RA
    APPROVED
    Since 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • DE RA
    APPROVED
    Since 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • ID RA
    APPROVED
    Since 2021-07-21
  • IN RA
    APPROVED
    Since 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • MT RA
    APPROVED
    Since 2021-07-21
  • NM RA
    APPROVED
    Since 2021-07-21
  • OH RA
    APPROVED
    Since 2021-07-21
  • SC RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • UT RA
    APPROVED
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21
  • WY RA
    APPROVED
    Since 2021-07-21

Branch Locations

8500 Menaul Blvd Ne Ste A300, Albuquerque, NM 87112-2282 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Sales Albuquerque NM 08/2008 Present
Cynthia'S Creations Albuquerque NM 01/2002 Present
Jemez Community Development Corporation Jemez Puebl0 NM 03/2012 08/2020
Independent Server Albuquerque NM 05/2013 Present
Foothill Securities Albuquerque NM 03/2016 12/2016
Cue Financial Group/Pfga Albuquerque NM 04/2016 03/2018
Securities America Albuquerque NM 12/2016 03/2018
Carol Sarracino Albuquerque NM 07/2018 Present
Various Insurance Carriers For W&R Insurance Agencies Albuquerque NM 07/2018 Present
Waddell & Reed, Inc. Albuquerque NM 07/2018 Present
Independent Insurance Agent Albuquerque NM 06/2007 Present
Rio Vista Church Of The Nazarene Board Albuquerque NM 01/2016 Present
Itex Corporation Bellevue WA 01/2016 Present
Hallmark Corporation Albuquerque NM 02/2018 01/2019
Lpl Financial Llc Albuquerque NM 07/2021 Present
  • 08/2008 → Present
    Insurance Sales
    Albuquerque, NM
  • 01/2002 → Present
    Cynthia'S Creations
    Albuquerque, NM
  • 03/2012 → 08/2020
    Jemez Community Development Corporation
    Jemez Puebl0, NM
  • 05/2013 → Present
    Independent Server
    Albuquerque, NM
  • 03/2016 → 12/2016
    Foothill Securities
    Albuquerque, NM
  • 04/2016 → 03/2018
    Cue Financial Group/Pfga
    Albuquerque, NM
  • 12/2016 → 03/2018
    Securities America
    Albuquerque, NM
  • 07/2018 → Present
    Carol Sarracino
    Albuquerque, NM
  • 07/2018 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Albuquerque, NM
  • 07/2018 → Present
    Waddell & Reed, Inc.
    Albuquerque, NM
  • 06/2007 → Present
    Independent Insurance Agent
    Albuquerque, NM
  • 01/2016 → Present
    Rio Vista Church Of The Nazarene Board
    Albuquerque, NM
  • 01/2016 → Present
    Itex Corporation
    Bellevue, WA
  • 02/2018 → 01/2019
    Hallmark Corporation
    Albuquerque, NM
  • 07/2021 → Present
    Albuquerque, NM
Previous Registrations
  • 2018-08-02 → 2021-07-21
    Waddell & Reed
    Albuquerque, NM
    Las Vegas, NV
    Albuquerque, NM
  • 2016-03-01 → 2018-03-27
    Cue Financial Group, Inc.
    Rio Rancho, NM
  • 2008-12-02 → 2016-01-27
    Waddell & Reed
    Albuquerque, NM
Other Businesses

1) 1/2002 - Other - Cynthia's Creations - Not Investment Related - Not Investment Related - Albuquerque, NM 87114 2) 1/2016 - Other - Cynthia Nagel: House & Dog Sitting - Not Investment Related - Albuquerque, NM 87114

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-01
S63 Uniform Securities Agent State Law Examination 1994-10-19
  • S66 Uniform Combined State Law Examination
    2008-12-01
  • S63 Uniform Securities Agent State Law Examination
    1994-10-19
Other Names
  • Cindy Nagel
  • Cynthia Rene Nagel
  • Cynthia Nagel

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