Best Investors Account Sign in

Christopher Totten

Rbc Capital Markets, LLC

Houston, TX

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-06
  • TX RA
    APPROVED
    Since 2026-07-06

Branch Locations

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. San Antonio TX 08/2012 06/2020
Usaa Financial Planning Services San Antonio TX 08/2012 01/2018
Usaa Investment Services Company San Antonio TX 01/2018 10/2022
Usaa San Antonio TX 08/2012 10/2022
J.P. Morgan Securities Llc Katy TX 10/2022 07/2026
Rbc Capital Markets, Llc Houston TX 07/2026 Present
Previous Registrations
  • 2022-12-09 → 2026-07-17
    J.P. Morgan Securities Llc
    Katy, TX
    Columbus, OH
    Katy, TX
  • 2018-01-08 → 2022-11-07
    Usaa Investment Services Company
    San Antonio, TX
    San Antonio, TX
    Phoenix, AZ
  • 2012-09-03 → 2018-01-08
    Usaa Financial Planning Services
    Charlotte, NC
    Charlotte, NC
    San Antonio, TX
  • 2009-10-23 → 2012-08-13
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2004-01-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Boston, MA
    Boston, MA
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Towson, MD
    Charlotte, NC
    Boston, MA
    Charlotte, NC
    Charlotte, NC
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-18
S63 Uniform Securities Agent State Law Examination 1992-01-16
  • S65 Uniform Investment Adviser Law Examination
    2004-09-18
  • S63 Uniform Securities Agent State Law Examination
    1992-01-16
Other Names
  • Christopher Totten
  • Christopher C Totten
  • Christopher Craig Totten

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL
TRI-STAR ADVISORS, INC.
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MARINER INDEPENDENT

Other Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS
JONATHAN HARRISON SWANBURG
WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor