Robert Wayne Youman

Employer firm

E. A. Horwitz LLC CRD 165561

$273M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 06/2023
  Western International Securities, Inc.
  Pasadena, CA
• 01/2016 → Present
  E. A. Horwitz Llc
  Deerfield, IL

Previous Registrations

• 2018-06-20 → 2023-06-23
  Western International Securities, Inc.
  Deerfield, IL
• 2011-09-30 → 2016-01-19
  Oppenheimer & Co. Inc.
  Chicago, IL
• 2010-06-11 → 2011-10-10
  Ubs Financial Services Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

1) Horwitz & Associates; Investment-Related; DBA for Securities Business 2) E.A. Horwitz LLC; Investment-Related; Registered Investment Advisor (RIA); Investment Adviser Representative 3) Finward Bancorp; 9204 Columbia Ave., Munster, IN 46321; Bank Holding Company; Board Member

Exams

• S66 Uniform Combined State Law Examination
  2010-06-09
• S63 Uniform Securities Agent State Law Examination
  1991-11-29