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John Newton Peacock

LPl Financial LLC

Cranston, RI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2011-02-03
  • RI RA
    APPROVED
    Since 2011-02-03

Branch Locations

100 Midway Rd Ste 20, Cranston, RI 02920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Cranston RI 09/2009 Present
Previous Registrations
  • 2005-12-07 → 2009-09-08
    Mutual Service Corporation
    Boston, MA
    N. Providence, RI
    Mystic, CT
    North Providence, RI
  • 2004-02-02 → 2005-12-05
    New England Securities
    North Providence, RI
  • 2002-06-25 → 2003-12-19
    Veravest Investment Advisors, Inc.
    East Providence, RI
  • 2002-04-16 → 2002-05-21
    North Providence, RI
Other Businesses

1. 10/16/2009 - NON-VARIABLE INSURANCE - JOHN N. PEACOCK, JR. - INSURANCE AGENT/ BROKER - LIFE AND HEALTH INSURANCE SALES - ACCIDENT & HEALTH INSURANCE ANNUITIES DISABILITY INSURANCE LIFE INSURANCE. - 1% OF TIME - SEEKONK, MA. 2. 3/15/2019 - Peacock Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2019 - 160 Hours Per Month During Securities Trading. 3. 6/9/2021 - Rhode Island Saltwater Anglers Association (RISAA) - Not Investment Related - Other-Government/Politics - Started 07/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - PAC committee member.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-06
S63 Uniform Securities Agent State Law Examination 1991-11-25
  • S65 Uniform Investment Adviser Law Examination
    2000-09-06
  • S63 Uniform Securities Agent State Law Examination
    1991-11-25
Other Names
  • Jack Peacock
  • John N Peacock

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