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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2011-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cranston | RI | 09/2009 | Present |
1. 10/16/2009 - NON-VARIABLE INSURANCE - JOHN N. PEACOCK, JR. - INSURANCE AGENT/ BROKER - LIFE AND HEALTH INSURANCE SALES - ACCIDENT & HEALTH INSURANCE ANNUITIES DISABILITY INSURANCE LIFE INSURANCE. - 1% OF TIME - SEEKONK, MA. 2. 3/15/2019 - Peacock Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2019 - 160 Hours Per Month During Securities Trading. 3. 6/9/2021 - Rhode Island Saltwater Anglers Association (RISAA) - Not Investment Related - Other-Government/Politics - Started 07/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - PAC committee member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-25 |
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