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Jonathan Frank Spitalny

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-06
TX RA APPROVED 2023-07-06
  • NY RA
    APPROVED
    Since 2023-07-06
  • TX RA
    APPROVED
    Since 2023-07-06

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2009 05/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 05/2017
Stephens Inc. New York NY 05/2017 06/2022
Stephens Inc. New York NY 06/2022 07/2023
Wells Fargo Clearing Services, Llc ( New York NY 07/2023 Present
  • 06/2009 → 05/2017
    Morgan Stanley
    New York, NY
  • 01/2015 → 05/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2017 → 06/2022
    Stephens Inc.
    New York, NY
  • 06/2022 → 07/2023
    Stephens Inc.
    New York, NY
  • 07/2023 → Present
    Wells Fargo Clearing Services, Llc (
    New York, NY
Previous Registrations
  • 2017-05-31 → 2023-07-07
    Stephens
    New York, NY
  • 2009-06-01 → 2017-06-05
    Morgan Stanley
    New York, NY
    New York, NY
  • 2008-03-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
  • 2002-06-20 → 2008-03-26
    J.P. Morgan Securities Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-10
S63 Uniform Securities Agent State Law Examination 1992-02-03
  • S66 Uniform Combined State Law Examination
    2008-12-10
  • S63 Uniform Securities Agent State Law Examination
    1992-02-03
Other Names
  • Jonathan F Spitalny

View on SEC IAPD

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