James Fung Ng

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
NJ	RA	APPROVED	2002-08-13

NY RA
APPROVED

Since 2021-07-27
NJ RA
APPROVED

Since 2002-08-13

Branch Locations

152 E Park Ave Ste 201, Long Beach, NY 11561 • United States

Woodmere, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Long Beach	NY	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Long Beach, NY

Other Businesses

PARTNER - INT'L SPEECH & LANGUAGE - WIFE'S SPEECH THERAPY CO. RENTAL PROPERTY, INV RELATED, BROOKLYN, NY, START: 1999, 100% OWNER, 5 HOURS PER MONTH, DUTIES: RENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-20
S63	Uniform Securities Agent State Law Examination	1991-11-15

S65 Uniform Investment Adviser Law Examination

1999-04-20
S63 Uniform Securities Agent State Law Examination

1991-11-15

Other Names

James Fong Ng
James Eng
James Fling Ng

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews