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Inactive

Ethel Katherine Mcglynn

Alphacore Capital LLC

Glendale, CO

La Jolla, CA

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Current Employers
Alphacore Capital Llc

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-24
CA RA APPROVED 2024-07-24
  • CO RA
    APPROVED
    Since 2025-02-24
  • CA RA
    APPROVED
    Since 2024-07-24

Branch Locations

4500 Cherry Creek Drive South Ste 1070, Glendale, CO 80246 • United States

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Lone Tree CO 12/2014 06/2024
Charles Schwab & Co., Inc. Lone Tree CO 07/2021 06/2024
Alphacore Capital Llc La Jolla CA 06/2024 Present
  • 12/2014 → 06/2024
    Td Ameritrade, Inc.
    Lone Tree, CO
  • 07/2021 → 06/2024
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 06/2024 → Present
    Alphacore Capital Llc
    La Jolla, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-24
S63 Uniform Securities Agent State Law Examination 2001-08-21
  • S65 Uniform Investment Adviser Law Examination
    2025-02-24
  • S63 Uniform Securities Agent State Law Examination
    2001-08-21
Other Names
  • Ethel Katherine Allen
  • Ethel Mcglynn

View on SEC IAPD

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