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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-20
MS RA APPROVED 2012-11-13
  • TX RA
    APPROVED_RES
    Since 2017-03-20
  • MS RA
    APPROVED
    Since 2012-11-13

Branch Locations

141 Executive Dr. Ste 2, Madison, MS 39110-8457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 09/2009 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2012 Present
Other Businesses

1) malachi financial, llc - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) robin morgan financial, madison, ms, 7/2015 as owner of securities dba (llc). inv rel - 40 hr/wk - 40/trading. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/13/2012 4) LGBTQ FUND OF MISSISSIPPI, P.O. Box 1120, Jackson MS 39215, 02/2023, Board Member, Advisory Board, NIR, 2 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-20
S65 Uniform Investment Adviser Law Examination 2004-10-05
S63 Uniform Securities Agent State Law Examination 1991-11-22
  • S66 Uniform Combined State Law Examination
    2012-02-20
  • S65 Uniform Investment Adviser Law Examination
    2004-10-05
  • S63 Uniform Securities Agent State Law Examination
    1991-11-22
Other Names
  • Robin Dawn Morgan

View on SEC IAPD

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