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Mark Edward Robbins

Wells Fargo Clearing Services, LLC

San Diego, CA

Carlsbad, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-02-09
  • CA RA
    APPROVED
    Since 2009-02-09

Branch Locations

12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2009-02-10
    Morgan Stanley & Co. Llc
    San Diego, CA
  • 1997-07-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-21
S63 Uniform Securities Agent State Law Examination 1991-12-19
  • S66 Uniform Combined State Law Examination
    2009-09-21
  • S63 Uniform Securities Agent State Law Examination
    1991-12-19

View on SEC IAPD

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