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Richard Kearney

Janney Montgomery Scott LLC

Moosic, PA

Hazleton, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-20
NJ RA APPROVED 2008-10-14
PA RA APPROVED 2006-07-07
  • TX RA
    APPROVED_RES
    Since 2013-05-20
  • NJ RA
    APPROVED
    Since 2008-10-14
  • PA RA
    APPROVED
    Since 2006-07-07

Branch Locations

72 Glenmaura National Blvd Suite 103, Moosic, PA 18507 • United States

631 Airport Road 200 Laurel Professional Center, Hazleton, PA 18202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Scranton PA 09/1991 01/2025
Janney Montgomery Scott Llc Scranton PA 01/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-06
S63 Uniform Securities Agent State Law Examination 1991-12-13
  • S65 Uniform Investment Adviser Law Examination
    2006-07-06
  • S63 Uniform Securities Agent State Law Examination
    1991-12-13
Other Names
  • Rick Kearney

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · Moosic, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MOOSIC, PA
CETERA INVESTMENT ADVISERS LLC · MOOSIC, PA
WELLS FARGO CLEARING SERVICES, LLC · TAYLOR, PA
NORTHEAST ADVISORY GROUP, LLC · SCRANTON, PA
CAPITAL WEALTH INVESTMENTS · SCRANTON, PA
MORGAN STANLEY · Scranton, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SCRANTON, PA

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