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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-27 |
| NY | RA | APPROVED | 2022-07-26 |
Branch Locations
270 Park Avenue 22Nd Floor, New York, NY 10017 • United States
50 Rowes Wharf, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 02/2017 | 09/2018 |
| Unemployed | Brooklyn | NY | 08/2015 | 01/2017 |
| Hold Bros. Capital, Llc | New York | NY | 09/2018 | 04/2019 |
| Hsbc Securities Usa Inc | New York | NY | 05/2019 | 07/2022 |
| Hsbc Bank Usa Na | New York | NY | 05/2019 | 07/2022 |
| Jpmorgan Chase Bank Na | New York | NY | 07/2022 | Present |
| Jpmorgan Securities Llc | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-31 |
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