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Linda Anne Chamberlain

Ubs Financial Services Inc.

Northbrook, IL

Naples, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-23
  • FL RA
    APPROVED
    Since 2024-02-23

Branch Locations

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Naples FL 02/2016 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 02/2024
Ubs Financial Services Inc Fort Myers FL 02/2024 01/2025
Ubs Financial Services Inc Fort Meyers FL 01/2025 Present
Previous Registrations
  • 2016-02-24 → 2024-02-21
    Wells Fargo Clearing Services, Llc
    Naples, FL
    Tampa, FL
    Minneapolis, MN
    Naples, FL
    Charlotte, NC
    Minneapolis, MN
    Tampa, FL
    Orlando, FL
    St. Louis, MO
    Naples, FL
    Naples, FL
  • 2012-12-10 → 2016-03-04
    Morgan Stanley
    Stamford, CT
    Greenwich, CT
  • 2006-06-07 → 2012-08-02
    Credit Suisse Securities (Usa) Llc
    New York, NY
    Rye Brook, NY
    New York, NY
    Greenwich, CT
    Rye Brook, NY
    Greenwich, CT
    New York, NY
  • 1999-12-16 → 2006-06-15
    Ubs Financial Services Inc.
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-17
S63 Uniform Securities Agent State Law Examination 1995-07-31
  • S65 Uniform Investment Adviser Law Examination
    1999-11-17
  • S63 Uniform Securities Agent State Law Examination
    1995-07-31
Other Names
  • Linda Vasta
  • Linda Anne Fritsche
  • Linda A Chamberlain

View on SEC IAPD

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MATTHEW S MEYER
YAKOV MOSHE BAYLIS
WENDY FELICIA JACOBSON-ROSEN
WALTER WALEED COSMO
Charles Louis Rosen
JAY MICHAEL RUBINSTEIN

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

More in Northbrook, IL

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