Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2018-06-27 |
| TX | RA | APPROVED | 2018-06-25 |
Branch Locations
1071 Lisbon St, Lewiston, ME 04240-5768 • United States
690 Maine Ave, Farmingdale, ME 04344 • United States
4 Wabon St, Augusta, ME 04330 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lewiston | ME | 05/2012 | Present |
| The Patriot Financial Group, Llc | Lewiston | MA | 09/2014 | 06/2018 |
1. 5/22/2012: Twin City Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 5/30/2012: Twin City Financial Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - Sale of fixed life, annuities, group life and disability income insurance. 3. 7/08/2015: Godin Financial PA - Business Entity For Tax/Investment Purposes Only - Investment Related - 918 Sabattus St., Lewiston, ME 04240 - Started 07/01/2015 - 0 Hr/Mo - Commissions and Advisory Fees 4. 8/4/2018 - Twin City Financial Holdings, LLC - Investment Related - 1071 Lisbon Street, Lewiston, ME 04240 - Real Estate Rental - Started 01/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading. - Own Office Real Estate at 1071 Lisbon St. Lewiston, Maine. 5. 09/16/2021 - No Business Name - Investment Related - Venice FL, 34285 - Real Estate Rental - Start Date: 06/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Purchased a condo in Florida for rental income purposes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-02-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-15 |
Reach out to this advisor