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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-29
CO RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

7035 Campus Dr Ste 801, Colorado Springs, CO 80920 • United States

Colorado Spgs, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Colorado Springs CO 09/2005 03/2020
Ameriprise Financial Services, Llc Colorado Springs CO 03/2020 Present
Other Businesses

Business Ownership; Forbes Professional Services; Owner; just ended lease term in July 2023 that was under Forbes Professional New lease is in Lisa M. Forbes. Do not plan to renew trade name and will update again after it has been deactivated.; 7035 Campus Dr, Suite 801, Colorado Springs, CO, 80920; Not Investment-Related; 11/05/2015; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-04
  • S63 Uniform Securities Agent State Law Examination
    1992-02-04
Other Names
  • Lisa Weir

View on SEC IAPD

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