Kevin Michael Polheber

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 04/2023
  Calton & Associates, Inc.
  Burlington, WI
• 04/2023 → 06/2024
  Securities America, Inc.
  Mount Pleasant, WI
• 04/2023 → 06/2024
  Securities America Advisors
  Mount Pleasant, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Mount Pleasant, WI

Previous Registrations

• 2023-05-22 → 2024-06-14
  Securities America Advisors, Inc.
  Mount Pleasant, WI
• 2014-02-18 → 2023-03-16
  Investment & Tax Strategies, Inc.
  Genoa City, WI
  Racine, WI
• 2008-03-14 → 2021-11-02
  Calton & Associates, Inc.
  Parker, CO
  Burlington, WI
• 2001-10-19 → 2004-06-02
  Lasalle Financial Services, Inc.
  Chicago, IL

Other Businesses

1. INVESTMENT TAX & STRATEGIES LLC - DBA 2. TOWN OF BLOOMFIELD POSITION: Election Worker NATURE: Election Worker INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 2 START DATE: 04/03/2018 ADDRESS: N1100 Townhall Road, PO Box 704, Pell Lake WI 53157 DESCRIPTION: Election worker 3. LOAVES & FISHES GENOA CITY FOOD PANTRY POSITION: President NATURE: President of a local food pantry INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2006 ADDRESS: 715 Walworth St., PO Box 475, Genoa City WI 53128 DESCRIPTION: Collecting and distributing food items to families in need. 4. SAA POSITION: Advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/03/2023 ADDRESS: 12325 Port Grace Blvd., La Vista NE 68128 DESCRIPTION: Sell and service new and existing advisory accounts for clients. 5. INSURANCE SALES POSITION: Insurance Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/06/2015 ADDRESS: 8326 Corporate Drive, Mount Pleasant WI 53406 DESCRIPTION: Providing insurance services to clients 6. BEREAN GRACE CHURCH POSITION: Board Member NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2022 ADDRESS: N665 County Highway B, Genoa City WI 53128, United States DESCRIPTION: Chairman of the board

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-07
• S63 Uniform Securities Agent State Law Examination
  1991-11-16

Other Names

• Kevin M Polheber