Stephen Joseph Cote

Current Employers

Employment History

• 11/2006 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 12/2021
  Securities America, Inc.
  Spokane, WA
• 11/2020 → 12/2021
  Securities America Advisors, Inc.
  Spokane, WA
• 12/2021 → Present
  Lpl Financial Llc
  Spokane, WA

Previous Registrations

• 2020-11-06 → 2021-12-13
  Securities America Advisors, Inc.
  Spokane, WA
• 2006-11-17 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Spokane, WA
  Seattle, WA
• 2003-09-26 → 2006-12-04
  Mml Investors Services, Llc
  Spokane, WA
  Spokane, WA

Other Businesses

1)12/2021- The Synergy Group- DBA for LPL Business (entity for LPL business)- inv. related- Spokane, WA 2) 12/2021- Stephen Cote- Non-variable Insurance- Agent selling Term life, whole life, fixed annuities, group insurance, universal life- inv. related- Spokane, WA-start date 011/1991- 12hrs/mth 3) 09/20/2022 - Harpesther, LLC - Investment Related - Butte, MT 59701 - Real Estate Rental - Start Date - 08/10/2022 - 0 Hours Per Month/0 Hours During Securities Trading 4) 06/12/2024 - Christie Transfer and Storage - Real Estate Rental - Owner - Investment Related - 610 E. Aluminum, Butte, MT 59701 - Start Date 01/01/2024 - 1 Hour Per Month/ During Trading 5) 06/12/2024 - Paumie O'Rouke LLC - Real Estate Rental - Commercial Rental - Investment Related - 610 E. Aluminum, Butte, MT 59701 - Start Date 01/01/2024 - 1 Hour Per Month/ During Trading 6) 06/12/2024 - Zamri Investments Company, LLC - Real Estate Rental - Commercial Rental - Investment Related - 610 E. Aluminum, Butte, MT 59701 - Start Date 01/01/2024 - 1 Hour Per Month/ During Trading 7) 09/10/2024 - Cote Family LLC - Other - For Profit Business - Owner of Real Estate Rental - Investment Related - Butte, MT - Start Date 01/01/2024 - 2 Hours per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-06-30
• S63 Uniform Securities Agent State Law Examination
  1991-12-07

Other Names

• Steve Cote