Kevin Gerard Toolan

Rbc Capital Markets, LLC

CRD 2183325

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-16
TX	RA	APPROVED	2016-10-24

NY RA
APPROVED

Since 2021-10-16
TX RA
APPROVED

Since 2016-10-24

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Holmdel, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	New York	NY	01/2015	Present

01/2015 → Present

Rbc Capital Markets, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-24
S63	Uniform Securities Agent State Law Examination	1995-06-19

S66 Uniform Combined State Law Examination

2016-10-24
S63 Uniform Securities Agent State Law Examination

1995-06-19

Other Names

Kevin Gerard Toolaln

View on SEC IAPD

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