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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-19 |
| IA | RA | APPROVED | 2011-01-03 |
Branch Locations
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Clive | IA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clive | IA | 11/2016 | Present |
MARY KAY; NOT INV RELATED; URBANDALE, IA; MAKE-UP DIRECT SALES; CONSULTANT; START 1/1/2013; 0.25 HOURS PER MONTH, 0 DURING TRADING; PURCHASE MAKEUP AND SKINCARE UTILIZING DISCOUNT.; POWER OF ATTORNEY FOR SPOUSE, INV RELATED, CLIVE, IA, START DATE: 11/30/2018, 160 HRS/MONTH, 6.5 HRS DURING TRADING.; EXECUTOR FOR FATHER, INV RELATED, BEAVERTON, OR, START: 12/01/2021, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-03 |
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