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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 05/2010 | Present |
| Penn Mutual Life Insurance Co | Horsham | PA | 05/2010 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 30 Vesey St, 9th FL, New York, NY 10007 | START DATE: 05/04/2010 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF LIFE, HEALTH, DISABILITY AND LONG TERM CARE INSURANCE. 2) INSURANCE BROKERAGE |POSITION: Agent | DBA Name: 1847FINANCIAL | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 | START DATE: 05/04/2010 | ADDRESS: 30 Vesey St, 9th FL, New York, NY 10007, United States | DESCRIPTION: Duties: Sales and service of life, health, disability and long term care insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-06 |
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