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David Matthew O Connell

Hornor, Townsend & Kent, LLC

New York, NY

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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-19
  • NY RA
    APPROVED
    Since 2021-03-19

Branch Locations

30 Vesey St 9Th Floor, New York, NY 10007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 05/2010 Present
Penn Mutual Life Insurance Co Horsham PA 05/2010 Present
  • 05/2010 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 05/2010 → Present
    Penn Mutual Life Insurance Co
    Horsham, PA
Previous Registrations
  • 2009-12-17 → 2010-05-05
    Forest Hills, NY
  • 2009-05-14 → 2009-12-11
    Hauppauge, NY
    Mastic, NY
  • 2007-02-07 → 2009-05-05
    Oakdale, NY
    Fort Mill, SC
    Oakdale, NY
  • 2005-12-21 → 2007-02-09
    Ifmg Securities, Inc.
    West Babylon, NY
    West Babylon, NY
    West Babylon, NY
    Sayville, NY
    Deer Park, NY
    Smithtown, NY
    Bohemia, NY
    Hauppauge, NY
  • 2004-05-10 → 2005-12-15
    Td Wealth Management Services Inc.
    Melville, NY
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 30 Vesey St, 9th FL, New York, NY 10007 | START DATE: 05/04/2010 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF LIFE, HEALTH, DISABILITY AND LONG TERM CARE INSURANCE. 2) INSURANCE BROKERAGE |POSITION: Agent | DBA Name: 1847FINANCIAL | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes | NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 | START DATE: 05/04/2010 | ADDRESS: 30 Vesey St, 9th FL, New York, NY 10007, United States | DESCRIPTION: Duties: Sales and service of life, health, disability and long term care insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-12
S63 Uniform Securities Agent State Law Examination 1991-11-06
  • S65 Uniform Investment Adviser Law Examination
    2001-06-12
  • S63 Uniform Securities Agent State Law Examination
    1991-11-06
Other Names
  • David M Oconnell
  • David Matthew Oconnell
  • David Matthew O'COnnell
  • Dave M O'COnnell

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