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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-01-26
  • NC RA
    APPROVED
    Since 2011-01-26

Branch Locations

142 Hwy 16 South, Denver, NC 28037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Charlotte NC 01/2011 Present
Raymond James Financial Services Advisors, Inc Mooresville NC 01/2011 Present
Peoples Bank/Peoples Investment Services Mooresville NC 06/2014 Present
Peoples Bank/Peoples Investment Services Denver NC 10/2020 Present
  • 01/2011 → Present
    Raymond James Financial Services
    Charlotte, NC
  • 01/2011 → Present
    Mooresville, NC
  • 06/2014 → Present
    Peoples Bank/Peoples Investment Services
    Mooresville, NC
  • 10/2020 → Present
    Peoples Bank/Peoples Investment Services
    Denver, NC
Previous Registrations
  • 2008-06-11 → 2011-01-07
    Truist Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Huntersville, NC
    Spartanburg, SC
    Mooresville, NC
    Charlotte, NC
    Charlotte, NC
    Harrisburg, NC
  • 2002-04-19 → 2008-04-14
    Bb&T Investment Services, Inc.
    Pineville, NC
    Charlotte, NC
    Charlotte, NC
    Pineville, NC
    Waxhaw, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Other Businesses

(1)Name of Business: Langford Address: 5438 Chedworth Drive, Charlotte, NC, 28210, United States Activity Type: Control Person Position/Title: Other (Acting), Power of Attorney (Acting) Investment Related: Yes Start Date: 12/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. POA for mother (2)Name of Business: Peoples Bank/Peoples Investment Services Address: 142 S NC 16 Business Hwy, Denver, NC, 28037, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/30/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor. Recommend and sell financial products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-19
S63 Uniform Securities Agent State Law Examination 1991-11-04
  • S66 Uniform Combined State Law Examination
    2002-02-19
  • S63 Uniform Securities Agent State Law Examination
    1991-11-04
Designations
Other Names
  • Randy Rodgers

View on SEC IAPD

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