William Frederick Thoms

Current Employers

Employment History

• 11/2008 → Present
  Ubs Financial Services Inc
  Northbrook, IL

Previous Registrations

• 2005-05-23 → 2008-12-01
  Leucadia Asset Management Llc
  Chicago, IL
  New York, NY
• 2003-01-17 → 2004-12-13
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
• 1998-06-13 → 2003-01-17
  Pershing Llc
  Chicago, IL

Other Businesses

1) THE NATIONL ASSOC. OF STOCK PLAN PROFESSIONALS/PO BOX 21639 CONCORD, CA.94521/PROFESSIONAL ASSOCIATION / FINANCIAL ORGANIZATION / THE NASPP IS THE LEADING MEMBERSHIP ASSOCIATION DEVOTED TO MEETING THE NEEDS OF STOCK PLAN PROFESSIONALS. THEY HAVE NEARLY 6,000 MEMBERS WHOSE RESPONSIBILITIES RELATE, DIRECTLY OR INDIRECTLY, TO STOCK PLAN DESIGN AND ADMIN, INCLUDING COMPENSATION / MANY OF THE MEMBERS ARE POTENTIAL CUSTOMERS. / PRESIDENT OF THE WISCONSIN CHAPTER / ORGANIZE CHAPTER MEETINGS WITH RELEVANT TOPICS AND HELP FACILITATE THE WORKINGS OF THE CHAPTER. / UBS IS A SPONSOR AT NATIONAL CONFERENCE AND OFTEN PROVIDES SPEAKERS ON RELEVANT TOPICS. / START DATE 06/01/2009 / 1-2 HOURS PER MONTH DURING WORKING HOURS. /// 2) Illinois High School Association; 2715 McGraw Drive, Bloomington, IL 61704; www.ihsa.org; Association (e.g. Trade or Industry, Sport); Education; Oversee Illinois High School Athletics; field hockey referee; referee girls high school field hockey games; Start date: 8/29/2023

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-30
• S63 Uniform Securities Agent State Law Examination
  1991-11-22

Other Names

• Wil Thoms
• William Frederick Thoms
• Will Thoms
• William Frederick Thomas
• William F Thoms