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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-06-10
  • NJ RA
    APPROVED
    Since 2015-06-10

Branch Locations

200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Equity Services, Inc. Montpelier VT 06/2015 Present
National Life Insurance Company Red Bank NJ 06/2015 Present
  • 06/2015 → Present
    Montpelier, VT
  • 06/2015 → Present
    National Life Insurance Company
    Red Bank, NJ
Previous Registrations
Other Businesses

*NATIONAL LIFE INS/ INTEGRATED FINANCIAL CONCEPTS LLC. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. INSURANCE SALES - AGENT - 06/2015 TO PRESENT - 160 HRS/MO. DURING TRADING HRS - I AM AN AGENT BROKER FROM AN NLV AGENCY - THE BUSINESS IS NON-EQUITY RELATED. *TEACHERS PENSION AND INSURANCE SERVICES. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. EDUCATING EXISTING EDUCATION PROFESSIONALS AN THEIR RETIREMENT PORTFOLIOS. AREA DIRECTOR. MAY 2016. 20 HRS/MO. DURING TRADE HRS. *PENSION EDUCATORS. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. OCT 2019. WORK WITH MUNICIPAL EMPLOYEES AS WELL AS POLICE/FIREFIGHTERS ON 457 OPTIONS/ENROLLMENTS AND INS RELATED PRODUCTS AVAILABLE TO THEM. AGENT. MEET WITH MUNICIPAL EMPLOYEES TO PRESENT OPTIONS AND INTRODUCE ANY OTHER INSURANCE PRODUCTS THEY MAY BE INTERESTED IN. DURING TRADE HRS. *WITHUM INSURANCE. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. MARCH 2024. CONFERENCE CALLS CONDUCTED TO DISCUSS FIXED INS OPPORTUNITIES OF CLIENTS. AGENT. ONLY CONF CALLS TO DISCUSS MARKETING OPPORTUNITIES FOR FIXED INS WITH CLIENTS. DURING TRADE HRS. *FREEDOM HORIZON FINANCIAL. 103 EISENHOWER PARKWAY SUITE 306 ROSELAND NJ. INV REL. MAY 2026. DISTRIBUTION OF FIXED INS AND FIXED ANNUITY PRODUCTS. PRESIDENT. OVERSIGHT OF OPERATION. DURING TRADE HRS. *INTEGRATED WEALTH. 200 SCHULZ DR SUITE 125 RED BANK NJ. INV REL. MAY 2026. MARKETING RESOURCE. MANAGING PARTNER. MARKETING TO NL AGENCIES. DURING TRADE HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-16
S63 Uniform Securities Agent State Law Examination 2011-10-19
  • S65 Uniform Investment Adviser Law Examination
    2013-05-16
  • S63 Uniform Securities Agent State Law Examination
    2011-10-19

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