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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-08 |
| IN | RA | APPROVED | 2018-06-19 |
Branch Locations
11611 N Meridian St Ste 600, Carmel, IN 46032-7118 • United States
Mccordsville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Indianapolis | IN | 05/1989 | Present |
| Lpl Financial, Llc | Indianapolis | IN | 07/2000 | 05/2018 |
| Harbour Wealth Partners, Inc. | Indianapolis | IN | 02/1989 | 05/2018 |
| Raymond James & Associates | Carmel | IN | 05/2018 | Present |
1) Name of Business: Archdiocese of Central and Southern Indiana Address: 1400 North Merician Street, Indianapolis, IN, 46220, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 04/10/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Finance Council - consists of 10 Council membersa) provides advisory guidance/input for consideration for decisions related to capital assets (ie. Property purchase/sale) b) decision-making (vote) related to budget/planning issues such as church closings; c) review of spending policies d) each Council member assumes Chair position with an assigned Committee; in your case, Chair of the Investment Committee (2) Name of Business: Archdiocese of Central and Southern Indiana Address: 1400 North Meridian Street, Indianapolis, IN, 46220, United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 04/10/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I serve on the Investment Committee for the Archdiocese of Central and Southern Indiana as my appointed role as a member of the Finance Council- The committee consists of 11 Committee members; 9 lay members; 2 Church officials - CFO and Vicar General
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-09 |
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