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250 S. Australian Ave Suite 1700, West Palm Beach, FL 33401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-12 |
Branch Locations
250 S. Australian Ave Suite 1700, West Palm Beach, FL 33401 • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mackay Shields | New York | NY | 12/2015 | 04/2019 |
| Spouting Rock Asset Management, Llc | Washington | DC | 08/2020 | 10/2023 |
| Foreside Fund Services, Llc | Washington | DC | 04/2022 | 10/2023 |
| Comstock Global Partners Llc | New York | NY | 04/2019 | 08/2020 |
| Intech Investment Management Llc | Washington | DC | 08/2024 | Present |
| Independent Consulting | Washington | DC | 10/2023 | 08/2024 |
| Ny Life Distributors | New York | NY | 12/2015 | 03/2019 |
| Spouting Rock Capital Advisors, Llc | Washington | DC | 08/2020 | 12/2021 |
| Foreside Financial Services, Llc | Washington | DC | 11/2025 | Present |
Intech Investment Management LLC; Investment Related; Money Management and sales; Washington, DC; 08/2024; Senior Managing Director, Head of Distribution; providing investment solutions globally for prospective clients and consultants; 200 Hrs./Mo.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-11-01 |
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