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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2020-04-23
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2020-04-23

Branch Locations

100 Garden City Plaza Suite 400, Garden City, NY 11530 • United States

55 Old Turnpike Road Suite 309, Nanuet, NY 10954 • United States

Corporate Commons Two 2 Teleport Drive, Suite 105, Staten Island, NY 10311 • United States

Dix Hill, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Garden City NY 01/1995 Present
Massmutual Life Insurance Company Garden City NY 12/1994 Present
  • 01/1995 → Present
    Mml Investors Services
    Garden City, NY
  • 12/1994 → Present
    Massmutual Life Insurance Company
    Garden City, NY
Other Businesses

NAME: SAMUEL H. SCHIFFER INV REL: Y ADD: 100 GARDEN CITY PLAZA STE 400 GARDEN CITY, NY. 11530 NATURE: LIFE, HEALTH POSITION: SALES START DATE: 4/15/2012 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: SERVICING EXISTING EIAS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-03-06
  • S63 Uniform Securities Agent State Law Examination
    1998-03-06
Other Names
  • Smauel Howard Schiffer
  • Samuel H Schiffner

View on SEC IAPD

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