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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-06-12 |
Branch Locations
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 05/2006 | Present |
Fort Bend County Municipal Utility District No. ,HoustonUnited States,Governmental Entity,NoYesJulianne KugleMUD - Municipal Utility District. It provides water, sewer, drainage and road infrastructure.Member of Board of directorswill serve on the board of directors representing tax payers with in the boundaries of MUD 269c, Start date -5/1/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-21 |
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