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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-05
VA RA APPROVED 2014-05-09
  • TX RA
    APPROVED_RES
    Since 2025-12-05
  • VA RA
    APPROVED
    Since 2014-05-09

Branch Locations

10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roanoke VA 05/2014 11/2016
Wells Fargo Clearing Services, Llc Roanoke VA 11/2016 Present
Previous Registrations
Other Businesses

WICOBU LLC, INV RELATED, DALEVILLE, VA, 100% OWNERSHIP, START 5/1/2008, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-11-12
S63 Uniform Securities Agent State Law Examination 1991-10-23
  • S65 Uniform Investment Adviser Law Examination
    1991-11-12
  • S63 Uniform Securities Agent State Law Examination
    1991-10-23
Other Names
  • Jim Chisom
  • James Luther Chisom
  • James L Chisom
  • Jimmy Chisom

View on SEC IAPD

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