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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 1993-01-29 |
Branch Locations
225 Liberty St Pbig - New York, New York, NY 10281 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/1991 | Present |
| Bank Of America, N.A. | New York | NY | 06/2011 | Present |
I*18709 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KENNEDY CHILD STUDY CENTER INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10021 NATURE OF BUSINESS: OTHER,FUND RAISING POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 39114 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADVISORY BOARD MEMBER I*81934 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GARDEN CITY YOUTH LACROSSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: GARDEN CITY, NEW YORK 11530 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 8/3/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GARDE CITY YOUTH LACROSSE IS THE BOYS YOUTH LACROSSE ORGANIZAITON IN THE TOWN OF GARDEN CITY. WE ADMINISTER AND ORGANIZED THIS PROGRAM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-21 |
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