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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-14 |
| IL | RA | APPROVED | 2009-10-05 |
| MO | RA | APPROVED | 2009-10-05 |
Branch Locations
1065 Executive Parkway Dr Ste 215, Saint Louis, MO 63141-6367 • United States
Chesterfield, MO • United States
Chesterfield, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clayton | MO | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Clayton | MO | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Saint Louis | MO | 03/2020 | Present |
Outside Employment; RDN,LLC; Employee working on office management, client service and business planning; Office management client service business planning; 9859 Big Bend Blvd, Ste 105, St Louis, MO, 63122; Not Investment-Related; 10/16/2023; 20 to 39 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-23 |
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