Mario Luis Baro

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Miami, FL
• 11/2016 → 04/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 04/2021 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 05/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2014-10-01 → 2021-04-07
  Wells Fargo Clearing Services, Llc
  Miami, FL
  New York, NY
  New York, NY
• 2004-03-15 → 2014-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
  Miami, FL

Other Businesses

RENTAL PROPERTY, INVT RELATED, CORAL GABLES, FL, 100% OWNERSHIP, START DATE 3/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. *434046-725 Majorca Ave; Investment related-No; Florida; Real Estate; Board Member; Dec 1997 ; During business hours: 0;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-31
• S63 Uniform Securities Agent State Law Examination
  1992-09-15