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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | The Woodlands | TX | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | The Woodlands | TX | 12/2014 | 01/2019 |
| Raymond James & Associates | Woodlands | TX | 02/2019 | 12/2019 |
| Mml Investors Services Llc | The Woodlands | TX | 09/2020 | 04/2021 |
| Massmutual Life Insurance Co | The Woodlands | TX | 09/2020 | 04/2021 |
| Unemployed | The Woodlands | TX | 01/2020 | 08/2020 |
| Cetera Advisors | St. Cloud | MN | 04/2021 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingwood | TX | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-29 |
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