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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-02
  • TX RA
    APPROVED
    Since 2021-11-02

Branch Locations

600 Rockmead Dr, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc The Woodlands TX 12/2014 11/2016
Wells Fargo Clearing Services, Llc The Woodlands TX 12/2014 01/2019
Raymond James & Associates Woodlands TX 02/2019 12/2019
Mml Investors Services Llc The Woodlands TX 09/2020 04/2021
Massmutual Life Insurance Co The Woodlands TX 09/2020 04/2021
Unemployed The Woodlands TX 01/2020 08/2020
Cetera Advisors St. Cloud MN 04/2021 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kingwood TX 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-08
S63 Uniform Securities Agent State Law Examination 1992-01-29
  • S65 Uniform Investment Adviser Law Examination
    1999-06-08
  • S63 Uniform Securities Agent State Law Examination
    1992-01-29
Other Names
  • Sharon Lynn Nicholas Campbell
  • Sharon Lynn Nicholas
  • Sharon Lynn Nicklaus
  • Sharon Lynn Nicholas
  • Sharan Lynn Nicholas
  • Sharon Lee Campbell

View on SEC IAPD

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