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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-01 |
| CA | RA | APPROVED | 2018-03-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Francisco | CA | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Napa | CA | 03/2018 | Present |
| Bank Of America, N.A. | Napa | CA | 04/2018 | Present |
I*3293279, Entity Type: Entity Charitable, Name of OBA: Napa Youth Lacrosse Club, Address: Napa , California, 94558, Investment Related: N, Position, Title, Association: ["Board Member","Officer","Other"], Employee Start Date: 08/15/2026, No Hours: 50 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member and Volunteer Youth Athletics
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-20 |
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