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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1999-04-12 |
Branch Locations
1105 Ritter St Ste C, N. Aurora, IL 60542 • United States
North Aurora, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/1991 | Present |
| Coffey & Associates Pc | Aurora | IL | 01/1992 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/1995 | Present |
1) COFFEY & ASSOCIATES, PC, INV REL, PUBLIC ACCTG FIRM AND DBA FOR INVESTMENT SERVICES, TAX PREPARATION, BUSINESS CONSULTANT, SINCE 11/1990, 40H/WEEK; 2)HEALTH INSURANCE SALES; NOT INV REL; AURORA, IL; HEALTH SALES AND ADMINISTRATION AGENT; START DATE 05/10; 2 HRS/MTH:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-07 |
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