John Francis Coffey

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1991 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/1992 → Present
  Coffey & Associates Pc
  Aurora, IL
• 01/1995 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) COFFEY & ASSOCIATES, PC, INV REL, PUBLIC ACCTG FIRM AND DBA FOR INVESTMENT SERVICES, TAX PREPARATION, BUSINESS CONSULTANT, SINCE 11/1990, 40H/WEEK; 2)HEALTH INSURANCE SALES; NOT INV REL; AURORA, IL; HEALTH SALES AND ADMINISTRATION AGENT; START DATE 05/10; 2 HRS/MTH:

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-04
• S63 Uniform Securities Agent State Law Examination
  1991-10-07

Designations

• Personal Financial Specialist

Other Names

• John Francis Coffey