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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-30 |
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2018 | 09/2024 |
| First Midwest Bank | Elburn | IL | 08/2016 | 03/2018 |
| Lpl Financial Llc | North Aurora | IL | 09/2024 | Present |
1) 09/27/2024 - Premier Viking Properties, LLC - Real Estate Rental - Start date 02/03/2006 - Investment Related - 1 hr/mth - Maple Park IL 2) 02/07/2025 - WILLIAM BRAUER - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date:02/01/2025 - 40 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-01 |
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