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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-23 |
| IL | RA | APPROVED | 2008-09-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| West Suburban Bank | Lombard | IL | 09/2003 | 03/2022 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2008 | Present |
| Old Second National Bank | Lombard | IL | 03/2022 | Present |
1) OLD SECOND NATIONAL BANK; 711 S MEYERS RD, LOMBARD, IL; BUSINESS-BANK; FINANCIAL CONSULTANT SINCE 3/2022; 40 HRS/WK; DUTIES-ADVISE BANK CUSTOMERS IN THEIR FINANCIAL MATTERS: 2) OLD SECOND WEALTH MANAGEMENT; INV REL; LOMBARD, IL; FINANCIAL SERVICES - DBA; FINANCIAL ADVISOR; START DATE 03/2022; 160 HRS/MTH DURING SECURITIES TRADING HRS:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-04 |
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