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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-10 |
| FL | RA | APPROVED | 2018-01-30 |
| WI | RA | APPROVED | 2011-05-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rw Baird | Green Bay | WI | 05/2011 | Present |
Name/Address: Green Bay Officials Association, P.O. Box 11904 Green Bay, WI 54307 Start date: 11/15/19 Hours spent: 5 hours/week Hours spent during trading Hours: Zero Role/Responsibility: Referee for youth basketball. Paid position Not Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-25 |
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