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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-08-21 |
| TX | RA | APPROVED_RES | 2018-03-26 |
| CA | RA | APPROVED | 2017-11-29 |
| CT | RA | APPROVED | 2017-11-29 |
| DC | RA | APPROVED | 2017-11-29 |
| GA | RA | APPROVED | 2017-11-29 |
| MD | RA | APPROVED | 2017-11-29 |
| NH | RA | APPROVED | 2017-11-29 |
| NJ | RA | APPROVED | 2017-11-29 |
| NM | RA | APPROVED | 2017-11-29 |
| NC | RA | APPROVED | 2017-11-29 |
| PA | RA | APPROVED | 2017-11-29 |
| VA | RA | APPROVED | 2017-11-29 |
Branch Locations
101 Town Center Dr Ste 111, Warren, NJ 07059 • United States
Basking Ridge, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Warren | NJ | 11/2006 | 11/2017 |
| Lpl Financial Llc | Warren | NJ | 11/2017 | Present |
1. 11/29/2017 - Lock23, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - 10 During Securities Trading. 2. 11/29/2017 - UNIVERSAL INSURANCE SERVICES - Investment Related - Non-Variable Insurance - Start Date 2006 - 10 During Securities Trading - LIFE, DISABILITY, LTC. 3. 11/29/2017 - No Business Name - Not Investment Related - 101 Town Center Dr. Warren NJ 07059 - Real Estate Rental - Owner. 4. 11/29/2017 - Beacon Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2006.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-15 |
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