John Caserta

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Hornor Townsend & Kent Inc
  Horsham, PA
• 11/2012 → Present
  Penn Mutual Life Ins Co
  Horsham, PA

Previous Registrations

• 2007-03-06 → 2012-11-30
  Mml Investors Services, Llc
  Norwalk, CT
  Southbury, CT
  Branford, CT
  New Haven, CT
  Farmington, CT
  Branford, CT

Other Businesses

1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: CASERTA & DEJONGH, LLC | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 12 ELM ST NORTH HAVEN, CT 06473 | START DATE: 1/13/2015 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE & INVESTMENT SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) YALE CLUB OF NEW HAVEN | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: IMMEDIATE PAST PRESIDENT | ADDRESS: P.O. BOX 775 NEW HAVEN, CT 06503-0775 | START DATE: 9/1/2015 | NATURE OF ACTIVITY: CHARITY ORGANIZATION. | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: MONTHLY MEETINGS TO DISCUSS CLUB ACTIVITIES SUCH AS COMMUNITY SERVICE PROJECTS. 3) CASERTA REAL ESTATE HOLDINGS, LLC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 12 ELM STREET NORTH HAVEN, CT 06473 | START DATE: 11/1/2018 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 |DESCRIPTION OF DUTIES: BUILDING OWNER. 4) BOOLA MOOLA | POSITION: PROPRIETOR/OWNER | NATURE: FINANCIAL EDUCATION RESOURCE FOR THE YALE COMMUNITY | INVESTMENT RELATED: YES | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 10 | START DATE: 07/01/2023 | ADDRESS: 12 ELM STREET, NORTH HAVEN CT 06473, UNITED STATES | DESCRIPTION: EDUCATIONAL RESOURCE. 5) YALE CLUB OF NEW HAVEN | POSITION: Club member NATURE: Treasurer for the Yale Club of New Haven (501c3) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 | ADDRESS: PO Box 775, New Haven CT 06503 |DESCRIPTION: Create and maintain operating budget for the club.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-19

Designations

• Chartered Financial Consultant