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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 1997-12-03
  • NH RA
    APPROVED
    Since 1997-12-03

Branch Locations

262 S River Rd Ste 201, Bedford, NH 03110 • United States

Portsmouth, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portsmouth NH 09/2005 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Other Businesses

Business Ownership; Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847, , Merrimack, NH, 03054; Not Investment-Related; 01/01/2025; 0 hours per month; 0 during trading hours / RPWM Partners, LLC; Owner; Manage Ameriprise Business; 262 S. River Road , Suite 201, Bedford, NH, 03110; Investment-Related; 04/08/2010; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Musician; I am a musician, playing in New England both solo and with various bands. The activity is small, but some I do earn compensation - typically between $50 and $500 per event. Total proceeds, net of expenses, in any given year is typically less than $5,000. Nearly all events take place at night or on weekends, zero interference or conflict with duties for the firm.; 165 F W Hartford DR, , Portsmouth, NH, 3801; Not Investment-Related; 08/09/2012; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-25
  • S63 Uniform Securities Agent State Law Examination
    1997-06-25

View on SEC IAPD

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