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Kimberly Kathleen Penzone

Ubs Financial Services Inc.

Columbus, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-04
OH RA APPROVED 2012-01-03
  • TX RA
    APPROVED_RES
    Since 2016-04-04
  • OH RA
    APPROVED
    Since 2012-01-03

Branch Locations

5007 Horizons Drive, Columbus, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Columbus OH 01/2012 Present
  • 01/2012 → Present
    Ubs Financial Services
    Columbus, OH
Previous Registrations
Other Businesses

1. Dublin Women's Philanthropic Club, Non profit that raises money for local charities and scholarships for women trying to go back to school, OfficerPresident - help plan and organize the calendar of fundraising efforts and events for the year, start date-1/1/2020, Dublin OHUnited States-43017.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-01
  • S66 Uniform Combined State Law Examination
    1999-07-01
Other Names
  • Kimberly K Knauff
  • Kimberly Kathleen Knauff
  • Kim Penzone

View on SEC IAPD

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