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Bruce Robert Barrick

Morgan Stanley

Boca Raton, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

1801 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Boca Raton FL 11/2008 Present
Morgan Stanley Smith Barney Boca Raton FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2008 → Present
    Boca Raton, FL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Boca Raton, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

NAME: REGENCY PERSONNEL, INC.; INVESTMENT: NO; BOCA RATON,FL; NATURE: PERSONNEL SERVICES/PLACEMENT; TITLE: VICE PRESIDENT; HRS PER MTH: 0; HRS DURING SEC. TRADING HRS: 0; BUSINESS OWNED BY SPOUSE *393497 - Trust; Investment related - Yes; Trustee/Co-Trustee(proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 1; After business hours: 0; *506450 - Jewish Federation of South Palm Beach County; Investment related: No; Boca Raton, Florida; Charitable, Non-Profit; Other (proprietor, partner, officer, director, employee, trustee, agent); 09/2018; During business hours: 0; After business hours: 1; Other *517812 - POA; Investment related: Yes; Delray Beach, Florida; POA; 09/2022; During business hours: 0; After business hours: 1; *521853 - POA; Investment related: Yes; Delray Beach, Florida; POA; 08/2022; During business hours: 0; After business hours: 1;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-06
S63 Uniform Securities Agent State Law Examination 1991-10-16
  • S65 Uniform Investment Adviser Law Examination
    1994-07-06
  • S63 Uniform Securities Agent State Law Examination
    1991-10-16

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