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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-05-15 |
Branch Locations
1230 Main Street, Columbia, SC 29201 • United States
North Myrtle Beach 601 Us Hwy 17 S, North Myrtle Beach, SC 29582 • United States
4040 River Oaks Drive, Myrtle Beach, SC 29579 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2006-11-01 |
Branch Locations
4040 River Oaks Drive, Myrtle Beach, SC 29579 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services, Inc. | North Augusta | SC | 01/2016 | Present |
| First Citizens Asset Management | Columbia | SC | 02/1999 | Present |
First Citizens Asset Management; 4300 Six Forks Rd, Raleigh NC, 27609; Registered Investment Advisor, Investment Advisor Rep, began 2/1/99. 8 hours/month, all during trading hours. Investment Related; Registered Investment Advisor/ provide advisory services to managed asset clients; Compensation is part of salary paid by FCIS. No direct compensation received from FCAM. Business is not a client of the Firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-06 |
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