Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-09 |
| TX | RA | APPROVED_RES | 2017-03-01 |
| CA | RA | APPROVED | 2008-07-14 |
Branch Locations
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pasadena | CA | 07/2008 | Present |
1)KIANGSU-CHEKIANG-SHANGHAI-767 N. HILL STREET, LOS ANGELES, CA 30012-NON-PROFIT NETWORKING ORGANIZATION-DIRECTOR-NON-INVESTMENT RELATED-RESPONSIBILITIES INCLUDE COORDINATING GUEST SPEAKERS FOR SEMI-ANNUAL FORUMS-2 HOURS PER MONTH-NON-TRADING HOURS-EFF: 10-01-2008. 2)UNIVERSITY OF ROCHESTER / 305 SCHLEGEL HALL ROCHESTER, NY 14627 / OTHER / EDUCATION / EDUCATION / TRUSTEE / TO OBSERVE THE ACADEMIC AFFAIRS / START DATE 01/01/2012. 3)MORNING LIGHT FOUNDATION / 2290 HUNTINGTON DRIVE, STE 200, SAN MARINOA , CA / EDUCATION SCHOLARSHIPS IN USA/CHINA / MEMBER OF BOARD OF DIRECTORS / ATTEND BOARD MEETINGS, EVENT COORDINATION / START DATE 07/01/2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-26 |
Reach out to this advisor