James Neil Crabb

Employer firm

One Oak Capital Management, LLC CRD 170339

$419M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 10/2017
  Hilltop Securities (Formerly) Southwest Securities
  Dallas, TX
• 10/2017 → Present
  One Oak Capital Management
  Purchase, NY

Other Businesses

SALVATION FOR ISRAEL MINISTRIES - NOT INVESTMENT RELATED - P O BOX 536 FATE TX 75132 - MINISTRY - DIRECTOR OF OPERATIONS USA - 12/28/2010 - WE PROVIDE ASSISANCE TO THE POOR, WIDOWS, ORPHANS, HOLOCAUST SURVIVON, AND OTHERS THAT ARE LESS FORTUNATE IN THE NATION OF ISRAEL. WE ASLO PROVIDE RELISIOS TRAINING TO THERE GROUPS AND OTHERS - NO COMPENSATION - 10-15 MINUTES PER DAY DRNG BSNSS HRS - 1-2 HRS A DAY DRNG NON BSNSS HOURS - NO CONFLICTS OF INTEREST. - RENTAL PROPERTY - STARTING AUG 3, 2014

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-31
• S63 Uniform Securities Agent State Law Examination
  1992-11-30

Other Names

• James Neil Crabb